RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• H•••• F•••••
- B••• R•••• W••••• P••••••• independent RIA currentsince Oct 18, 2016 · Knoxville, Tn
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 11, 2012 to Jul 17, 2017 · Knoxville, Tn
- K•••• M••••••••• formerNov 15, 2005 to Jun 4, 2012 · Ponte Vedra Beach, Fl
- S•• BD affiliatedFeb 23, 2004 to Oct 31, 2005 · Powell, Tn
- G••••• F•••••••• P•••••• C••••••• I••• to B••• R•••• W••••• P•••••••left Jul 17, 2017, registered Oct 18, 2016 (-272 days) · Other · moved with a team
- K•••• M••••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Jun 4, 2012, registered Jun 11, 2012 (7 days) · Other
- S•• to K•••• M•••••••••left Oct 31, 2005, registered Nov 15, 2005 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address