RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• S•••••• H•••••••
- A•••• S••••••• R••••••••• P••• C••••••••• L•• independent RIA currentsince Nov 5, 2009 · Camp Hill, Pa
- A•••• S••••••• C••••••••• L•• institutionalSep 19, 2016 to Feb 25, 2026 · Hunt Valley, Md
- A•••• S••••••• C••••••••• L•• institutionalMar 10, 2008 to Nov 20, 2013 · Harrisburg, Pa
- A•••• S••••••• A•••••••• L•• mixed wealthJul 9, 2007 to Dec 9, 2008 · Wayland, Ma
- C••••• A•••••• N••••••• L•• formerApr 22, 2004 to May 31, 2007 · Lancaster, Pa
- I•••••••• A••••••• I•• unclassifiedJul 2, 2002 to Nov 25, 2003 · Mechanicsburg, Pa
- A•••• S••••••• C••••••••• L•• to no registered destinationleft Feb 25, 2026 · Departure, no registered destination
- A•••• S••••••• C••••••••• L•• to A•••• S••••••• R••••••••• P••• C••••••••• L••left Nov 20, 2013, registered Nov 5, 2009 (-1476 days) · Other
- A•••• S••••••• A•••••••• L•• to A•••• S••••••• C••••••••• L••left Dec 9, 2008, registered Mar 10, 2008 (-274 days) · Other
- C••••• A•••••• N••••••• L•• to A•••• S••••••• A•••••••• L••left May 31, 2007, registered Jul 9, 2007 (39 days) · Other
- I•••••••• A••••••• I•• to C••••• A•••••• N••••••• L••left Nov 25, 2003, registered Apr 22, 2004 (149 days) · Other
- S•••• S•••••• H••••••• no longer registered at A•••• S••••••• C••••••••• L••; no later IA registration on IAPDFeb 25, 2026 · a•••••• departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address