DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Anthony Ciesla
Feed of 09/14/2026
Also filed as Tom Ciesla
At current firm
22 y
since Feb 23, 2004
In the industry
28 y
since Jan 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Retirement Plan Advisors, LLC mixed wealth currentsince Feb 23, 2004 · Shorewood, Il
- Ogilvie Security Advisors Corp formerMar 20, 2001 to Mar 4, 2004 · Shorewood, Il
Moves
a registration end followed by a registration begin elsewhere
- Ogilvie Security Advisors Corp to Retirement Plan Advisors, LLCleft Mar 4, 2004, registered Feb 23, 2004 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address