RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• L•••••• B•••••
- M••••••• C•••••• M••••••••• L•• independent RIA currentsince Mar 3, 2026 · Grand Blanc, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 11, 2014 to Dec 31, 2020 · Birmingham, Mi
- T• A••••••••• I••• formerMar 11, 2014 to Jan 11, 2021 · Birmingham, Mi
- G•••••••• F•••••••• G••••• I••• formerDec 6, 2011 to Mar 26, 2014 · San Rafael, Ca
- J• C•••••• M••••••••• I••• independent RIAOct 19, 2010 to Nov 14, 2011 · Troy, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 4, 2010 to Aug 31, 2010 · Birmingham, Mi
- T• A••••••••• I••• formerApr 12, 2006 to Aug 31, 2010 · Birmingham, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 22, 2004 to Jun 28, 2005 · Detroit, Mi
- T• A••••••••• I••• to M••••••• C•••••• M••••••••• L••left Jan 11, 2021, registered Mar 3, 2026 (1877 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Mar 11, 2014 (-2487 days) · corporate re-registration, not a move
- G•••••••• F•••••••• G••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 26, 2014, registered Mar 11, 2014 (-15 days) · Other
- J• C•••••• M••••••••• I••• to G•••••••• F•••••••• G••••• I•••left Nov 14, 2011, registered Dec 6, 2011 (22 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 31, 2010, registered Jan 4, 2010 (-239 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to J• C•••••• M••••••••• I•••left Aug 31, 2010, registered Oct 19, 2010 (49 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Jun 28, 2005, registered Apr 12, 2006 (288 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address