RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• V••• S••••••••
- S••• V•••• P•••••••• L••• other currentsince Jul 3, 2017 · San Antonio, Tx
- I••••••••• P••••••••• I••• formerFeb 23, 2009 to Jul 3, 2017 · San Antonio, Tx
- A••••••• A•••• M••••••••• I••• mixed wealthOct 25, 2004 to Feb 18, 2009 · San Antonio, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 29, 2000 to Jun 18, 2003 · San Antonio, Tx
- I••••••••• P••••••••• I••• to S••• V•••• P•••••••• L•••left Jul 3, 2017, registered Jul 3, 2017 (0 days) · Other · moved with a team
- A••••••• A•••• M••••••••• I••• to I••••••••• P••••••••• I•••left Feb 18, 2009, registered Feb 23, 2009 (5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••• A•••• M••••••••• I•••left Jun 18, 2003, registered Oct 25, 2004 (495 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address