R•••••• G••••• T•••

C••••• I••••••••• A••••••• L••BD affiliatedMarietta, Ga dual registrantIAPD 3005899

Feed of 09/14/2026

Also filed as R••• T•••

At current firm

2 y

since Mar 21, 2024

In the industry

28 y

since Mar 14, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 21, 2024 · Marietta, Ga
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 22, 2007 to Jan 10, 2024 · Marietta, Ga
O•••• F•• I••• former
Mar 4, 2003 to Jun 12, 2007 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 10, 2024, registered Mar 21, 2024 (71 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to M•• I•••••••• S•••••••• L••
left Jun 12, 2007, registered Jun 22, 2007 (10 days) · Other

Signals

••• Locked
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address