J•••• D••••• L•••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 12, 2024 · Sulphur, La
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jan 21, 2014 to Mar 11, 2024 · Sulphur, La
• C••••• I••••••••• S••••••• L•• former
  Jan 15, 2008 to Jan 21, 2014 · Sulphur, La
• W••• I••••••••• I••• unclassified
  Oct 20, 2003 to Sep 24, 2004 · Bellaire, Tx

• C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
  left Mar 11, 2024, registered Mar 12, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
• C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
• W••• I••••••••• I••• to C••••• I••••••••• S••••••• L••
  left Sep 24, 2004, registered Jan 15, 2008 (1208 days) · Other

• ••• Locked
  Mar 11, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address