RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Feb 14, 2018 · Brook Park, Oh
• T••••••• F•••••••• L••• state registered
  Feb 16, 2018 to Dec 31, 2022 · Strongsville, Oh
• S•• I••••••••• I••• former
  Aug 15, 2007 to Feb 14, 2018 · Brook Park, Oh
• F•• S••••••••• C••••••••• former
  Aug 15, 2002 to Aug 8, 2007 · Parma, Oh

• T••••••• F•••••••• L••• to no registered destination
  left Dec 31, 2022 · Departure, no registered destination
• S•• I••••••••• I••• to L•• F•••••••• L••
  left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
• F•• S••••••••• C••••••••• to S•• I••••••••• I•••
  left Aug 8, 2007, registered Aug 15, 2007 (7 days) · Other

• M•••••• A•••• R••••• no longer registered at T••••••• F•••••••• L•••; no later IA registration on IAPD
  Dec 31, 2022 · Advisor departure · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address