RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• L•••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 18, 2025 · Troy, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDNov 3, 2023 to Aug 15, 2025 · Bloomfield Hills, Mi
- C••••••• S••••••••• formerDec 2, 2016 to Nov 3, 2023 · Bloomfield Hills, Mi
- C••••••• S••••••••• I••• BD affiliatedJul 13, 2016 to Nov 21, 2016 · Southfield, Mi
- C••••••• S••••••••• formerSep 13, 2006 to Jul 12, 2016 · Detroit, Mi
- L•• F•••••••• L•• BD affiliatedApr 4, 2006 to Sep 18, 2006 · Livonia, Mi
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 15, 2025, registered Aug 18, 2025 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to C••••••• S•••••••••left Nov 21, 2016, registered Dec 2, 2016 (11 days) · Other
- C••••••• S••••••••• to C••••••• S••••••••• I•••left Jul 12, 2016, registered Jul 13, 2016 (1 days) · Other
- L•• F•••••••• L•• to C••••••• S•••••••••left Sep 18, 2006, registered Sep 13, 2006 (-5 days) · Other
- D•••••• L•••• H•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-08-18)Aug 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address