J••• J•••• K•••••••

C••••• I••••••••• A••••••• L••BD affiliatedLas Vegas, Nvdual registrantIAPD 3024544

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• J• K•••••••

At current firm

1 y

since Sep 5, 2025

In the industry

25 y

since Feb 5, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Las Vegas, Nv
A•••••• A••••••• S••••••• former
Feb 4, 2022 to Sep 5, 2025 · Las Vegas, Nv
L•• F•••••••• L•• BD affiliated
Nov 15, 2010 to Feb 11, 2022 · Las Vegas, Nv
Q•••••• A•••• M••••••••• I••• former
Jan 4, 2007 to Dec 13, 2010 · Lasvegas, Nv
O•••• W•••••• I••• BD affiliated
Oct 3, 2003 to Dec 4, 2006 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to A•••••• A••••••• S•••••••
left Feb 11, 2022, registered Feb 4, 2022 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
Q•••••• A•••• M••••••••• I••• to L•• F•••••••• L••
left Dec 13, 2010, registered Nov 15, 2010 (-28 days) · Other
O•••• W•••••• I••• to Q•••••• A•••• M••••••••• I•••
left Dec 4, 2006, registered Jan 4, 2007 (31 days) · Other

Signals

J••• J•••• K••••••• left L•• F•••••••• L•• for A•••••• A••••••• S••••••• (registered 2022-02-04)
Feb 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address