J•••••• A••• G••••

• A••••••• A••••••• S•••••••• L•• BD affiliated current
  since Nov 1, 2021 · Altamonte Springs, Fl
• E••••• A•• B••••••• P••••••• G••••• P• unclassified
  Jun 18, 2010 to Dec 5, 2014 · Altamonte Springs, Fl
• E••••• A•• B••••••• P••••••• G••••• P• unclassified
  Jul 18, 2003 to Dec 31, 2008 · Altamonte Springs, Fl
• 1••• C•••••• M••••••••• C•••••• unclassified
  Feb 15, 2001 to Jan 8, 2003 · Maitland, Fl

• E••••• A•• B••••••• P••••••• G••••• P• to A••••••• A••••••• S•••••••• L••
  left Dec 5, 2014, registered Nov 1, 2021 (2523 days) · Other
• 1••• C•••••• M••••••••• C•••••• to E••••• A•• B••••••• P••••••• G••••• P•
  left Jan 8, 2003, registered Jul 18, 2003 (191 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address