RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••••• L•••••
- Professional profile
- LINKEDIN.COM/IN/D•••••-L•••••-870B9A1reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- L••••• A••••••• S••••••• state registered currentsince Jul 6, 2025 · Del Mar, Ca
- D••••• W••••• A••••••• formerJan 28, 2015 to Mar 25, 2016 · Solana Beach, Ca
- D••••• W••••• A••••••• formerOct 3, 2012 to Dec 31, 2014 · Solana Beach, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 18, 2005 to Aug 13, 2012 · San Diego, Ca
- C•••••• S••••• • C••• I••• national BDSep 23, 2003 to Feb 8, 2005 · Carlsbad, Ca
- M••••• S•••••• D• I••• unclassifiedAug 24, 1998 to Nov 22, 2002 · San Diego, Ca
- D••••• W••••• A••••••• to L••••• A••••••• S•••••••left Mar 25, 2016, registered Jul 6, 2025 (3390 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••••• W••••• A•••••••left Aug 13, 2012, registered Oct 3, 2012 (51 days) · Other
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 8, 2005, registered Feb 18, 2005 (10 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• D• I••• to C•••••• S••••• • C••• I•••left Nov 22, 2002, registered Sep 23, 2003 (305 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address