RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B••••••• G•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 30, 2014 · Lexington, Nc
- I• A••••••• S•••••••• I••• formerJun 28, 2010 to Jun 30, 2014 · Lexington, Nc
- N••• F•••••••• G••••• I••• formerFeb 16, 2006 to Jun 25, 2010 · Lexington, Nc
- S••••• F•••••••• G•••• I•• formerFeb 10, 2004 to Feb 7, 2006 · Lexington, Nc
- I• A••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 30, 2014, registered Jul 30, 2014 (30 days) · Other
- N••• F•••••••• G••••• I••• to I• A••••••• S•••••••• I•••left Jun 25, 2010, registered Jun 28, 2010 (3 days) · Other
- S••••• F•••••••• G•••• I•• to N••• F•••••••• G••••• I•••left Feb 7, 2006, registered Feb 16, 2006 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address