DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Walker Daniel
Feed of 09/15/2026
Also filed as Scott Walker Daniel
At current firm
10 y
since Jan 20, 2016
In the industry
28 y
since Jun 8, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Jan 20, 2016 · Little Rock, Ar
- Securities America Advisors, Inc. formerApr 5, 2007 to Jan 14, 2016 · Little Rock, Ar
- LPL Financial LLC BD affiliatedSep 26, 2003 to Apr 30, 2007 · Little Rock, Ar
- UBS Financial Services Inc. wirehouseAug 7, 1998 to Oct 15, 2003 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to World Investment Advisors, LLCleft Jan 14, 2016, registered Jan 20, 2016 (6 days) · Other
- LPL Financial LLC to Securities America Advisors, Inc.left Apr 30, 2007, registered Apr 5, 2007 (-25 days) · Other
- UBS Financial Services Inc. to LPL Financial LLCleft Oct 15, 2003, registered Sep 26, 2003 (-19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address