DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• B••••• L••••

F•••• T•••• A••••••• L•asset managerWheaton, Ildual registrantIAPD 3041302

Feed of 09/14/2026

Also filed as J••• B L••••

At current firm

15 y

since Aug 1, 2011

In the industry

27 y

since May 7, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• A••••••• L• asset manager current
since Aug 1, 2011 · Wheaton, Il
O••••••••• A•••• M••••••••• BD affiliated
May 4, 2004 to Aug 10, 2011 · Chicago, Il
O••••••••• • C•• I••• BD affiliated
May 4, 2004 to Aug 8, 2011 · Chicago, Il
N••••• F••• A•••••••• L•• asset manager
Jul 16, 2001 to Apr 26, 2004 · Chicago, Il
R••••••••• A•••• M••••••••• I••• unclassified
Jul 16, 2001 to Dec 31, 2003 · Chicgao, Il

Moves

a registration end followed by a registration begin elsewhere

O••••••••• A•••• M••••••••• to F•••• T•••• A••••••• L•
left Aug 10, 2011, registered Aug 1, 2011 (-9 days) · Other
O••••••••• • C•• I••• to O••••••••• A•••• M•••••••••
left Aug 8, 2011, registered May 4, 2004 (-2652 days) · Other
N••••• F••• A•••••••• L•• to O••••••••• • C•• I•••
left Apr 26, 2004, registered May 4, 2004 (8 days) · Other
R••••••••• A•••• M••••••••• I••• to N••••• F••• A•••••••• L••
left Dec 31, 2003, registered Jul 16, 2001 (-898 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address