DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•• M•••••• G••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jon G••••••••
At current firm
9 y
since Mar 25, 2017
In the industry
28 y
since Apr 21, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Westlake Village, Ca
- M•• F•••••••• S•••••••• I••• formerJul 30, 2012 to Mar 25, 2017 · Shelton, Ct
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 28, 2005 to Jul 27, 2012 · Norwalk, Ct
- S••••••• I••••••••• I••• formerJun 18, 2001 to Mar 2, 2005 · Westport, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jul 27, 2012, registered Jul 30, 2012 (3 days) · Other
- S••••••• I••••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 2, 2005, registered Feb 28, 2005 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address