RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Nov 21, 2022 · San Francisco, Ca
- T•• R••••••••• G••••• L•• formerJan 16, 2018 to Dec 21, 2022 · Bay Point, Ca
- F•• S••••••••• C••••••••• formerFeb 26, 2015 to Apr 18, 2016 · San Ramon, Ca
- T•• R••••••••• G••••• L•• formerMar 31, 2011 to Dec 31, 2017 · San Diego, Ca
- Q•• F•••••••• L•• unclassifiedAug 19, 2008 to Feb 11, 2011 · Glide, Or
- T•• R••••••••• G••••• L•• to F••••••left Dec 21, 2022, registered Nov 21, 2022 (-30 days) · RIA to RIA
- T•• R••••••••• G••••• L•• to F•• S••••••••• C•••••••••left Dec 31, 2017, registered Feb 26, 2015 (-1039 days) · Other · moved with a team
- F•• S••••••••• C••••••••• to T•• R••••••••• G••••• L••left Apr 18, 2016, registered Jan 16, 2018 (638 days) · Other
- Q•• F•••••••• L•• to T•• R••••••••• G••••• L••left Feb 11, 2011, registered Mar 31, 2011 (48 days) · Other
- S••••• M••• B••••• left T•• R••••••••• G••••• L•• for Farther (registered 2022-11-21)Dec 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address