DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carl Alexander Neitzel
Feed of 09/14/2026
At current firm
21 y
since Dec 2, 2004
In the industry
26 y
since Nov 19, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gwn Securities Inc. BD affiliated currentsince Dec 2, 2004 · Palm Beach Gardens, Fl
- Pmg Asset Management Inc unclassifiedMay 15, 2002 to Oct 1, 2003 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Pmg Asset Management Inc to Gwn Securities Inc.left Oct 1, 2003, registered Dec 2, 2004 (428 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address