RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• W••••••• H••••
- E••••• F••••••••• L•• independent RIA currentsince Apr 5, 2007 · Scottsdale, Az
- O•••••• S••••••• A••••••• C••• formerOct 24, 2006 to May 4, 2007 · Scottsdale, Az
- F•• I••••••••• M••••••••• I••• unclassifiedApr 14, 2005 to Oct 10, 2006 · Arlington, Va
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 17, 2003 to Apr 1, 2005 · Seattle, Wa
- O•••••• S••••••• A••••••• C••• to E••••• F••••••••• L••left May 4, 2007, registered Apr 5, 2007 (-29 days) · Other
- F•• I••••••••• M••••••••• I••• to O•••••• S••••••• A••••••• C•••left Oct 10, 2006, registered Oct 24, 2006 (14 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to F•• I••••••••• M••••••••• I•••left Apr 1, 2005, registered Apr 14, 2005 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address