DFX Intelligence
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Registered advisor
B•••••• M••••••• B•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Feb 11, 2025
In the industry
28 y
since Apr 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- D•••••• W••••• G•••• asset manager currentsince Feb 11, 2025 · Henderson, Nv
- A••••••••• F•••••••• S•••••••• L•• national BDJun 25, 1998 to Jul 14, 2022 · Glenview, Il
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to D•••••• W••••• G••••left Jul 14, 2022, registered Feb 11, 2025 (943 days) · Other
Signals
- B•••••• M••••••• B••••• left A••••••••• F•••••••• S•••••••• L•• for D•••••• W••••• G•••• (registered 2025-02-11)Jul 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address