RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• D• V••••
- O•••• F•••••••• A••••••• L•• state registered currentsince Jul 23, 2019 · Miami, Fl
- E•• C•••••• A••••••• I••• formerAug 17, 2016 to Apr 20, 2018 · Key Biscayne, Fl
- E•• C•••••• A••••••• L•• formerNov 10, 2009 to Nov 6, 2014 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerJul 24, 1998 to Jul 22, 2009 · Key Biscayne, Fl
- E•• C•••••• A••••••• I••• to O•••• F•••••••• A••••••• L••left Apr 20, 2018, registered Jul 23, 2019 (459 days) · RIA to a state-registered adviser · moved with a team
- E•• C•••••• A••••••• L•• to E•• C•••••• A••••••• I•••left Nov 6, 2014, registered Aug 17, 2016 (650 days) · channel change inside one enterprise, not a move
- S••••••• I••••••••• S•••••••• I••• to E•• C•••••• A••••••• L••left Jul 22, 2009, registered Nov 10, 2009 (111 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address