RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A••• D•••••••
- A•••• W••••• M••••••••• independent RIA currentsince Jan 16, 2017 · Waverly, Ia
- A•••• W••••• M••••••••• formerJun 30, 2016 to Apr 28, 2017 · Cedar Falls, Ia
- R•• F•••••••• N•••••• independent RIAOct 1, 2008 to Sep 30, 2016 · Waverly, Ia
- A•••• W••••• M••••••••• to A•••• W••••• M•••••••••left Apr 28, 2017, registered Jan 16, 2017 (-102 days) · channel change inside one enterprise, not a move · moved with a team
- R•• F•••••••• N•••••• to A•••• W••••• M•••••••••left Sep 30, 2016, registered Jun 30, 2016 (-92 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address