RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A•••••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 15, 2017 · Vero Beach, Fl
- I••••• F•••••••• C••••••••• formerOct 17, 2014 to Nov 16, 2017 · Port St Lucie, Fl
- L••••• F••••••••• I••• BD affiliatedJan 9, 2014 to Oct 20, 2014 · Vero Beach, Fl
- I••••• F•••••••• C••••••••• formerDec 18, 2013 to Jan 3, 2014 · Stuart, Fl
- L••••• F••••••••• I••• BD affiliatedJul 21, 2005 to Jan 6, 2014 · Vero Beach, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedDec 21, 2000 to Aug 19, 2004 · Port St. Lucie, Fl
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Nov 16, 2017, registered Nov 15, 2017 (-1 days) · Other · moved with a team
- L••••• F••••••••• I••• to I••••• F•••••••• C•••••••••left Oct 20, 2014, registered Oct 17, 2014 (-3 days) · Other
- L••••• F••••••••• I••• to I••••• F•••••••• C•••••••••left Jan 6, 2014, registered Dec 18, 2013 (-19 days) · Other
- I••••• F•••••••• C••••••••• to L••••• F••••••••• I•••left Jan 3, 2014, registered Jan 9, 2014 (6 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to L••••• F••••••••• I•••left Aug 19, 2004, registered Jul 21, 2005 (336 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address