DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• A••• S•••

P••••••••• W••••• M•••••••••state registeredKing Of Prussia, PaIA-onlyIAPD 3052895

Feed of 09/14/2026

Also filed as S••••• S•••

At current firm

12 y

since Jul 14, 2014

In the industry

28 y

since Jul 20, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••••• W••••• M••••••••• state registered current
since Jul 14, 2014 · King Of Prussia, Pa
K•••• M••••••••• former
Jun 11, 2009 to Jan 5, 2010 · Ponte Vedra Beach, Fl
S•••••• I••••••••• G••••• L•• former
Jul 9, 2008 to May 29, 2009 · Trevose, Pa
M•••••• A••••• A•••••••• I••• unclassified
May 10, 2006 to Jun 20, 2008 · Trevose, Pa
U•• F•••••••• S••••••••• L•• independent RIA
Jun 7, 2005 to Dec 31, 2005 · Trevose, Pa

Moves

a registration end followed by a registration begin elsewhere

K•••• M••••••••• to P••••••••• W••••• M•••••••••
left Jan 5, 2010, registered Jul 14, 2014 (1651 days) · Other
S•••••• I••••••••• G••••• L•• to K•••• M•••••••••
left May 29, 2009, registered Jun 11, 2009 (13 days) · Other
M•••••• A••••• A•••••••• I••• to S•••••• I••••••••• G••••• L••
left Jun 20, 2008, registered Jul 9, 2008 (19 days) · Other
U•• F•••••••• S••••••••• L•• to M•••••• A••••• A•••••••• I•••
left Dec 31, 2005, registered May 10, 2006 (130 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address