DFX Intelligence
RIA Intelligence
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Registered advisor
J••• E••••• V••••••
Feed of 09/14/2026
At current firm
7 y
since Dec 20, 2018
In the industry
28 y
since Jul 15, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 20, 2018 · Feeding Hills, Ma
- C••• F•••••••• S•••••••• L••• formerMar 15, 2010 to Dec 18, 2018 · Ludlow, Ma
- O•••• I••••••••• I••• BD affiliatedJul 8, 2009 to Mar 2, 2010 · Marblehead, Ma
- O•••• I••••••••• I••• BD affiliatedFeb 4, 2002 to Mar 5, 2009 · Meriden, Ct
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Dec 18, 2018, registered Dec 20, 2018 (2 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• I••••••••• I••• to C••• F•••••••• S•••••••• L•••left Mar 2, 2010, registered Mar 15, 2010 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address