DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Katerina Larissa Nalywajko
Feed of 09/14/2026
Also filed as Kathy Nalywajko
At current firm
5 y
since Aug 7, 2021
In the industry
21 y
since May 13, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mai Capital Management, LLC independent RIA currentsince Aug 7, 2021 · New York, Ny
- Capital Bank And Trust Company asset managerMar 1, 2018 to Mar 11, 2020 · New York, Ny
- RBC Securities, Inc. BD affiliatedMay 23, 2005 to Jul 1, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Capital Bank And Trust Company to Mai Capital Management, LLCleft Mar 11, 2020, registered Aug 7, 2021 (514 days) · RIA to RIA
- RBC Securities, Inc. to Capital Bank And Trust Companyleft Jul 1, 2005, registered Mar 1, 2018 (4626 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address