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Registered advisor
C••••••••• E• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••••••••• E (Jr) B•••••
At current firm
17 y
since Aug 14, 2009
In the industry
28 y
since Jul 25, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 14, 2009 · Macon, Ga
- U•• F•••••••• S••••••• I••• wirehouseJun 3, 2008 to Aug 14, 2009 · Macon, Ga
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 11, 2005 to May 19, 2008 · Macon, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 11, 1998 to Apr 14, 2005 · Macon, Ga
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 14, 2009, registered Aug 14, 2009 (0 days) · Wirehouse to affiliated broker-dealer or bank
- B••• O• A•••••• I••••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left May 19, 2008, registered Jun 3, 2008 (15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 14, 2005, registered Apr 11, 2005 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address