DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Layton

Gwn Securities Inc.BD affiliatedPalm Beach Gardens, Fldual registrantIAPD 3060609

Feed of 09/14/2026

Also filed as Robert Layton

At current firm

2 y

since Jan 5, 2024

In the industry

27 y

since Dec 21, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Gwn Securities Inc. BD affiliated current
since Jan 5, 2024 · Palm Beach Gardens, Fl
Ocean Financial Advisors LLC state registered
Jul 31, 2023 to Jan 9, 2024 · Miami, Fl
Sunstate Wealth Management LLC other
Jan 24, 2022 to Nov 16, 2022 · Coral Gables, Fl
Wakeful state registered
May 24, 2021 to Jun 29, 2022 · Miami, Fl
Brookstone Investment Advisory Services former
Jun 2, 2008 to Jul 30, 2008 · West Palm Beach, Fl
1st Discount Brokerage, Inc. independent RIA
Jan 4, 2007 to May 22, 2008 · Lake Worth, Fl

Moves

a registration end followed by a registration begin elsewhere

Ocean Financial Advisors LLC to Gwn Securities Inc.
left Jan 9, 2024, registered Jan 5, 2024 (-4 days) · Other
Sunstate Wealth Management LLC to Ocean Financial Advisors LLC
left Nov 16, 2022, registered Jul 31, 2023 (257 days) · Other
Wakeful to Sunstate Wealth Management LLC
left Jun 29, 2022, registered Jan 24, 2022 (-156 days) · Other
Brookstone Investment Advisory Services to Wakeful
left Jul 30, 2008, registered May 24, 2021 (4681 days) · Other
1st Discount Brokerage, Inc. to Brookstone Investment Advisory Services
left May 22, 2008, registered Jun 2, 2008 (11 days) · Other

Signals

Robert Layton left Ocean Financial Advisors Llc for Gwn Securities Inc. (registered 2024-01-05)
Jan 9, 2024 · Advisor changed firm · fact
Robert Layton left Sunstate Wealth Management Llc for Ocean Financial Advisors Llc (registered 2023-07-31)
Nov 16, 2022 · Advisor changed firm · fact
Robert Layton left Wakeful for Sunstate Wealth Management Llc (registered 2022-01-24)
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address