DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cynthia Susan Pelosi

Osaic Wealth, Inc.BD affiliatedScottsdale, Azdual registrantIAPD 3060831

Feed of 09/14/2026

Also filed as Cynthia Susan Bobowski

At current firm

0 y

since Dec 19, 2025

In the industry

25 y

since Sep 12, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Dec 19, 2025 · Scottsdale, Az
Fsc Securities Corporation former
Jan 11, 2022 to Nov 3, 2023 · Atlanta, Ga
MML Investors Services, LLC BD affiliated
Sep 22, 2021 to Jan 6, 2022 · Tampa, Fl
Swan Global Investments, LLC other
Nov 14, 2017 to Oct 4, 2019 · Tampa, Fl
Invest Financial Corporation former
Jun 2, 2016 to Feb 22, 2017 · Appleton, Wi
Msi Financial Services, Inc. former
Oct 22, 2013 to Jan 30, 2015 · New Port Ritchey, Fl
LPL Financial LLC BD affiliated
Jun 22, 2007 to Nov 5, 2012 · San Diego, Ca
Kelmoore Investment Company, Inc. unclassified
Jul 11, 2006 to Dec 31, 2006 · Palo Alto, Ca
William R. Hough & Co. unclassified
Sep 12, 2001 to Mar 17, 2003 · St.Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

Fsc Securities Corporation to Osaic Wealth, Inc.
left Nov 3, 2023, registered Dec 19, 2025 (777 days) · corporate re-registration, not a move
MML Investors Services, LLC to Fsc Securities Corporation
left Jan 6, 2022, registered Jan 11, 2022 (5 days) · Affiliated broker-dealer or bank to another
Swan Global Investments, LLC to MML Investors Services, LLC
left Oct 4, 2019, registered Sep 22, 2021 (719 days) · RIA to affiliated broker-dealer or bank
Invest Financial Corporation to Swan Global Investments, LLC
left Feb 22, 2017, registered Nov 14, 2017 (265 days) · Other
Msi Financial Services, Inc. to Invest Financial Corporation
left Jan 30, 2015, registered Jun 2, 2016 (489 days) · Other
LPL Financial LLC to Msi Financial Services, Inc.
left Nov 5, 2012, registered Oct 22, 2013 (351 days) · Other
Kelmoore Investment Company, Inc. to LPL Financial LLC
left Dec 31, 2006, registered Jun 22, 2007 (173 days) · Other
William R. Hough & Co. to Kelmoore Investment Company, Inc.
left Mar 17, 2003, registered Jul 11, 2006 (1212 days) · Other

Signals

Cynthia Susan Pelosi left Mml Investors Services, Llc for Fsc Securities Corporation (registered 2022-01-11)
Jan 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address