RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• J•••••• O••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Aug 16, 2018 · Alpharetta, Ga
- H••••• I••••••••• M••••••••• L•• independent RIAJan 5, 2017 to Jul 26, 2018 · Alpharetta, Ga
- M••• C•••••• M••••••••• I••• unclassifiedMay 18, 2009 to Dec 31, 2016 · Alpharetta, Ga
- M••• C•••••• M••••••••• I••• unclassifiedJun 23, 2005 to Dec 31, 2007 · Alpharetta, Ga
- S•••• S••••••••• I•• unclassifiedMar 28, 2003 to Jun 28, 2005 · Dayton, Oh
- H••••• I••••••••• M••••••••• L•• to B••••••••• W••••• A•••••••• L••left Jul 26, 2018, registered Aug 16, 2018 (21 days) · RIA to RIA
- M••• C•••••• M••••••••• I••• to H••••• I••••••••• M••••••••• L••left Dec 31, 2016, registered Jan 5, 2017 (5 days) · Other
- S•••• S••••••••• I•• to M••• C•••••• M••••••••• I•••left Jun 28, 2005, registered Jun 23, 2005 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address