DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Guyton Simpson
Feed of 09/14/2026
At current firm
19 y
since Jun 8, 2007
In the industry
27 y
since Dec 2, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Fiscal Fitness Company, Inc. state registered currentsince Jun 8, 2007 · Mandeville, La
- The Mutual Fund Store formerApr 3, 2006 to Sep 12, 2006 · Baton Rouge, La
- The Mutual Fund Store unclassifiedFeb 16, 2006 to Apr 3, 2006 · Metairie, La
Moves
a registration end followed by a registration begin elsewhere
- The Mutual Fund Store to The Fiscal Fitness Company, Inc.left Sep 12, 2006, registered Jun 8, 2007 (269 days) · Other
- The Mutual Fund Store to The Mutual Fund Storeleft Apr 3, 2006, registered Apr 3, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address