DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Craig Kucharski
Feed of 09/14/2026
Also filed as Stephen Kucharski
At current firm
4 y
since Jan 25, 2022
In the industry
28 y
since Jun 1, 1998 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Jan 25, 2022 · Novi, Mi
- Td Ameritrade, Inc. formerFeb 27, 2018 to Oct 14, 2022 · Novi, Mi
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Sep 7, 2023 · Omaha, Ne
- Scottrade Investment Management formerJan 27, 2017 to Feb 26, 2018 · Saint Louis, Mo
- Osaic Institutions, Inc. BD affiliatedJul 1, 2016 to Sep 23, 2016 · Bloomfield Hills, Mi
- Essex National Securities, Inc. formerMar 12, 2012 to Jul 1, 2016 · Troy, Mi
- Chase Investment Services Corp. formerJul 6, 2005 to Mar 5, 2012 · New Hudson, Mi
- Banc One Securities Corporation unclassifiedJun 20, 2003 to Jul 6, 2005 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 7, 2023, registered Feb 27, 2018 (-2018 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Oct 14, 2022, registered Jan 25, 2022 (-262 days) · channel change inside one enterprise, not a move · moved with a team
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- Osaic Institutions, Inc. to Scottrade Investment Managementleft Sep 23, 2016, registered Jan 27, 2017 (126 days) · Other
- Essex National Securities, Inc. to Osaic Institutions, Inc.left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Essex National Securities, Inc.left Mar 5, 2012, registered Mar 12, 2012 (7 days) · Other
- Banc One Securities Corporation to Chase Investment Services Corp.left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address