RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E•••• O•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 24, 2023 · Lincoln, Ne
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedDec 23, 2011 to Jul 25, 2023 · Lincoln, Ne
- F•• S••••••••• C••••••••• formerJan 3, 2008 to Dec 21, 2011 · Lincoln, Ne
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Jul 25, 2023, registered Jul 24, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- F•• S••••••••• C••••••••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Dec 21, 2011, registered Dec 23, 2011 (2 days) · Other
- M••• E•••• O••••••• left B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2023-07-24)Jul 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address