DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Donald Francis Foley
Feed of 09/14/2026
Also filed as Donald Franics Foley
At current firm
20 y
since May 1, 2006
In the industry
22 y
since May 29, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hilltop Securities Asset Management, LLC institutional currentsince May 1, 2006 · Dallas, Tx
- Hilltop Securities Asset Management, LLC institutionalMar 16, 2006 to Apr 27, 2006 · Dallas, Tx
- J. B. Hanauer & Co. unclassifiedJun 3, 2004 to Sep 30, 2005 · Parsippany, Nj
Moves
a registration end followed by a registration begin elsewhere
- J. B. Hanauer & Co. to Hilltop Securities Asset Management, LLCleft Sep 30, 2005, registered Mar 16, 2006 (167 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address