DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• B•••• G•••••
Personal Financial Specialist
Feed of 09/14/2026
Also filed as Mike G•••••
At current firm
9 y
since Sep 23, 2016
In the industry
13 y
since Jan 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• A•••••••• L•• state registered currentsince Sep 23, 2016 · Westlake, Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedJan 7, 2014 to Oct 3, 2016 · Lorain, Oh
Moves
a registration end followed by a registration begin elsewhere
- S•••••• W••••• P•••••••• L•• to A••••••• F•••••••• A•••••••• L••left Oct 3, 2016, registered Sep 23, 2016 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address