RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• A••• S•••••
- S••••• F•••••••• A••••••• L•• state registered currentsince Mar 4, 2011 · Canonsburg, Pa
- E•••• N••••••• S••••••••• I••• formerJun 7, 2010 to Dec 3, 2010 · Wexford, Pa
- F•••• C••••••••• F•••••••• A•••••••• I••• formerMar 17, 2008 to Dec 2, 2010 · Pittsburgh, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 5, 2008 to Jun 2, 2010 · Wexford, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedDec 3, 2004 to Feb 5, 2008 · Butler, Pa
- B••• V••• S••••••••• L•• unclassifiedMay 14, 2002 to Dec 12, 2002 · Mcmurray, Pa
- E•••• N••••••• S••••••••• I••• to S••••• F•••••••• A••••••• L••left Dec 3, 2010, registered Mar 4, 2011 (91 days) · Other
- F•••• C••••••••• F•••••••• A•••••••• I••• to E•••• N••••••• S••••••••• I•••left Dec 2, 2010, registered Jun 7, 2010 (-178 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to F•••• C••••••••• F•••••••• A•••••••• I•••left Jun 2, 2010, registered Mar 17, 2008 (-807 days) · Other
- B••• V••• S••••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Dec 12, 2002, registered Dec 3, 2004 (722 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address