RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 18, 2026 · Natchitoches, La
- T•• G•••••• F•••••••• P••••••• G••••• L••••• unclassifiedMar 10, 2004 to Jun 14, 2004 · Hinsdale, Nh
- L•• F•••••••• L•• BD affiliatedJan 23, 2004 to Jul 23, 2026 · Spofford, Nh
- L•• F•••••••• L•• to T•• G•••••• F•••••••• P••••••• G••••• L•••••left Jul 23, 2026, registered Mar 10, 2004 (-8170 days) · Other
- T•• G•••••• F•••••••• P••••••• G••••• L••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 14, 2004, registered Aug 18, 2026 (8100 days) · Other
- B••••••• W•••••• S•••••• left L•• F•••••••• L•• for T•• G•••••• F•••••••• P••••••• G••••• L••••• (registered 2004-03-10)Jul 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address