RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• K••• W••••••••
- L••••• A•••• M••••••••• L••• independent RIA currentsince Aug 22, 2019 · Fort Worth, Tx
- C•••••• S••••• • C••• I••• national BDApr 1, 2019 to Aug 1, 2019 · Westlake, Tx
- G•••• I••••••••• M••••••••• I••• formerJan 11, 2017 to Dec 7, 2018 · Fort Worth, Tx
- G•••• I••••••••• M••••••••• I••• formerJul 27, 2005 to Dec 31, 2016 · Fort Worth, Tx
- C•••••• S••••• • C••• I••• to L••••• A•••• M••••••••• L•••left Aug 1, 2019, registered Aug 22, 2019 (21 days) · Other
- G•••• I••••••••• M••••••••• I••• to C•••••• S••••• • C••• I•••left Dec 7, 2018, registered Apr 1, 2019 (115 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address