RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••••• R•••••• P••••••
- M•• C•••••• I••••••••• L•• independent RIA currentsince Apr 16, 2013 · Alpharetta, Ga
- M•• C•••••••• L•• formerDec 21, 2021 to Mar 3, 2025 · Alpharetta, Ga
- N•••••• C•••••• M••••••••• mixed wealthJul 7, 2005 to Mar 2, 2013 · Marietta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 18, 2004 to Jun 16, 2005 · Atlanta, Ga
- M•• C•••••••• L•• to no registered destinationleft Mar 3, 2025 · Departure, no registered destination
- N•••••• C•••••• M••••••••• to M•• C•••••• I••••••••• L••left Mar 2, 2013, registered Apr 16, 2013 (45 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••• C•••••• M•••••••••left Jun 16, 2005, registered Jul 7, 2005 (21 days) · Other
- M•••••••• R•••••• P•••••• no longer registered at M•• C•••••••• L••; no later IA registration on IAPDMar 3, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address