RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••• M••••••
- A••••••••• P••••••• L•• independent RIA currentsince Aug 15, 2025 · Belmont, Nc
- C•••••• G••••••• W••••• M••••••••• L•• formerApr 2, 2007 to Jan 12, 2016 · Gastonia, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 31, 2001 to Jun 1, 2006 · Charlotte, Nc
- C•••••• G••••••• W••••• M••••••••• L•• to A••••••••• P••••••• L••left Jan 12, 2016, registered Aug 15, 2025 (3503 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to C•••••• G••••••• W••••• M••••••••• L••left Jun 1, 2006, registered Apr 2, 2007 (305 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address