DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• F•••••• L••••

O•••••••••institutionalBoonton, Nj IA-onlyIAPD 3079013

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as J•••• F•••••• L••••

At current firm

3 y

since Nov 7, 2022

In the industry

28 y

since Jul 8, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• institutional current
since Nov 7, 2022 · Overland Park, Ks
A••••• P•••••• W•••••• I••• independent RIA
Apr 19, 2017 to Dec 31, 2022 · Boonton, Nj
J•• T•••• W••••• M••••••••• L•• unclassified
Jun 14, 2012 to Dec 31, 2022 · Boonton, Nj
J•• I••••••••• I••••••••• L•• unclassified
Aug 10, 2010 to Jan 31, 2011 · Fairfield, Nj
J•• I••••••••• I••••••••• L•• unclassified
Feb 5, 2007 to Dec 31, 2009 · Fairfield, Nj
J•• I••••••••• I••••••••• L•• unclassified
Mar 6, 2006 to Dec 31, 2006 · Fairfield, Nj
C••••••••• C•••••• M••••••••• I••• independent RIA
May 28, 2004 to Dec 31, 2022 · Fairfield, Nj
A•• C••••••• I••• unclassified
May 28, 2004 to Aug 4, 2004 · Boonton, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••••• C•••••• M••••••••• I••• to J•• I••••••••• I••••••••• L••
left Dec 31, 2022, registered Mar 6, 2006 (-6144 days) · Other
J•• T•••• W••••• M••••••••• L•• to A••••• P•••••• W•••••• I•••
left Dec 31, 2022, registered Apr 19, 2017 (-2082 days) · Other
A••••• P•••••• W•••••• I••• to O•••••••••
left Dec 31, 2022, registered Nov 7, 2022 (-54 days) · Other · moved with a team
J•• I••••••••• I••••••••• L•• to J•• T•••• W••••• M••••••••• L••
left Jan 31, 2011, registered Jun 14, 2012 (500 days) · Other
A•• C••••••• I••• to C••••••••• C•••••• M••••••••• I•••
left Aug 4, 2004, registered May 28, 2004 (-68 days) · Other

Signals

J•••• F•••••• L•••• left A••••• P•••••• W•••••• I••• for Onedigital (registered 2022-11-07)
Dec 31, 2022 · Advisor changed firm · fact
J•••• F•••••• L•••• left J•• T•••• W••••• M••••••••• L•• for A••••• P•••••• W•••••• I••• (registered 2017-04-19)
Dec 31, 2022 · Advisor changed firm · fact
J•••• F•••••• L•••• left C••••••••• C•••••• M••••••••• I••• for J•• I••••••••• I••••••••• L•• (registered 2006-03-06)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address