DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••• G••••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMChicago, Ildual registrantIAPD 3079295

Feed of 09/14/2026

Also filed as M•••••• T••••• G••••••

At current firm

1 y

since Apr 21, 2025

In the industry

13 y

since May 24, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since Apr 21, 2025 · Chicago, Il
E•••••••• A•••••••• L•• national BD
Apr 27, 2022 to Dec 21, 2023 · Oak Brook, Il
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 2, 2021 to Mar 29, 2022 · Oak Brook, Il
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jul 15, 2019 to Jun 15, 2021 · Naperville, Il
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 18, 2018 to Feb 15, 2019 · Downers Grove, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 18, 2017 to Sep 5, 2018 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Dec 21, 2023, registered Apr 21, 2025 (487 days) · Other
C••••• I••••••••• A••••••• L•• to E•••••••• A•••••••• L••
left Mar 29, 2022, registered Apr 27, 2022 (29 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to C••••• I••••••••• A••••••• L••
left Jun 15, 2021, registered Jun 2, 2021 (-13 days) · Other
A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Feb 15, 2019, registered Jul 15, 2019 (150 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 5, 2018, registered Dec 18, 2018 (104 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

M•••••• T••••• G•••••• left E•••••••• A•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-04-21)
Dec 21, 2023 · Advisor changed firm · fact
M•••••• T••••• G•••••• left C••••• I••••••••• A••••••• L•• for E•••••••• A•••••••• L•• (registered 2022-04-27)
Mar 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address