RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• S••••• D••••
- F•••••••• W••••• M••••••••• L••••• state registered currentsince May 22, 2019 · San Ramon, Ca
- D••••• W••••• A••••••• formerMar 9, 2018 to Jul 9, 2018 · San Diego, Ca
- D••••• W••••• A••••••• formerJan 28, 2015 to Dec 31, 2017 · San Ramon, Ca
- D••••• W••••• A••••••• formerDec 2, 2013 to Dec 31, 2014 · San Diego, Ca
- C•••••• C•••••• M••••••••• G••••• I••• formerJul 11, 2002 to Dec 2, 2013 · San Diego, Ca
- F•••••••• W••• G•••• formerJul 2, 2002 to Dec 2, 2002 · Irvine, Ca
- D••••• W••••• A••••••• to F•••••••• W••••• M••••••••• L•••••left Jul 9, 2018, registered May 22, 2019 (317 days) · RIA to a state-registered adviser
- C•••••• C•••••• M••••••••• G••••• I••• to D••••• W••••• A•••••••left Dec 2, 2013, registered Dec 2, 2013 (0 days) · Other
- F•••••••• W••• G•••• to C•••••• C•••••• M••••••••• G••••• I•••left Dec 2, 2002, registered Jul 11, 2002 (-144 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address