DFX Intelligence
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Registered advisor
M•••••• D••• J•••••••
Feed of 09/14/2026
Also filed as M•••••• D••• S••••••••• D••• J••••••••• D••• S••••
At current firm
12 y
since Mar 12, 2014
In the industry
28 y
since Jul 29, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Mar 12, 2014 · Malvern, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedMay 18, 2007 to Jun 14, 2013 · Princeton, Nj
- V••••••• A•••••••• I••• BD affiliatedSep 15, 2000 to May 1, 2007 · Malvern, Pa
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to V••••••• A•••••••• I•••left Jun 14, 2013, registered Mar 12, 2014 (271 days) · Other
- V••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••left May 1, 2007, registered May 18, 2007 (17 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address