RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• P••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 29, 2025 · Nashville, Tn
- O•••• W•••••• I••• BD affiliatedNov 3, 2023 to Oct 31, 2025 · Nashville, Tn
- F•• S••••••••• C••••••••• formerJul 28, 2017 to Nov 3, 2023 · Nashville, Tn
- N••• F•••••••• G••••• I••• formerSep 12, 2011 to Jul 31, 2017 · Nashville, Tn
- U••• B•••••• I••••••••• I••• formerMar 13, 2007 to Dec 1, 2009 · Hendersonville, Tn
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Feb 26, 2007 · Memphis, Tn
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 10, 2003 to Feb 13, 2007 · Birmingham, Al
- A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 7, 2003 to Jul 10, 2003 · Nashville, Tn
- O•••• W•••••• I••• to L•• F•••••••• L••left Oct 31, 2025, registered Oct 29, 2025 (-2 days) · corporate re-registration, not a move
- F•• S••••••••• C••••••••• to O•••• W•••••• I•••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- N••• F•••••••• G••••• I••• to F•• S••••••••• C•••••••••left Jul 31, 2017, registered Jul 28, 2017 (-3 days) · Other · moved with a team
- U••• B•••••• I••••••••• I••• to N••• F•••••••• G••••• I•••left Dec 1, 2009, registered Sep 12, 2011 (650 days) · Other
- M••••• K••••• • C••••••• L•• to U••• B•••••• I••••••••• I•••left Feb 26, 2007, registered Mar 13, 2007 (15 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 13, 2007, registered Feb 13, 2007 (0 days) · corporate re-registration, not a move
- A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Jul 10, 2003, registered Jul 10, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address