RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• K•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 19, 2024 · Lincroft, Nj
- O•••• F•• I••• formerAug 1, 2005 to Apr 19, 2024 · Edison, Nj
- M••••• S•••••• D• I••• unclassifiedJun 20, 2002 to Aug 5, 2005 · Red Bank, Nj
- O•••• F•• I••• to L•• F•••••••• L••left Apr 19, 2024, registered Apr 19, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• S•••••• D• I••• to O•••• F•• I•••left Aug 5, 2005, registered Aug 1, 2005 (-4 days) · Other
- D•••• M•••••• K••••••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-04-19)Apr 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address