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Feed of 09/14/2026
Also filed as J•••• M••••• W••••••••• M• K•••••••
At current firm
7 y
since Aug 8, 2019
In the industry
26 y
since May 24, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 8, 2019 · Melville, Ny
- W•••• F•••• A••••••• wirehouseMay 31, 2017 to Aug 7, 2019 · New York, Ny
- M••••• S•••••• wirehouseMar 25, 2015 to May 30, 2017 · Melville, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 7, 2010 to Oct 22, 2013 · Melville, Ny
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 17, 2009 to May 17, 2010 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Aug 7, 2019, registered Aug 8, 2019 (1 day) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left May 30, 2017, registered May 31, 2017 (1 day) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Oct 22, 2013, registered Mar 25, 2015 (519 days) · Wirehouse to wirehouse
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 17, 2010, registered Jun 7, 2010 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address