DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Keith Brummell
Feed of 09/15/2026
At current firm
0 y
since Jan 2, 2026
In the industry
28 y
since Aug 5, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Accelerate Retirement independent RIA currentsince Jan 2, 2026 · Aliso Viejo, Ca
- Wealthspire Retirement Advisory institutionalAug 11, 2022 to Jul 18, 2023 · Ladera Drive, Ca
- Exeter Financial, LLC independent RIAJan 20, 2017 to Jan 18, 2023 · Ladera Ranch, Ca
- Nuveen Asset Management, LLC mixed wealthSep 1, 2011 to Sep 14, 2016 · Chicago, Il
- Nuveen Investments Advisers, LLC formerFeb 21, 2003 to Dec 31, 2003 · Chicago, Il
- Rittenhouse Asset Management, Inc. unclassifiedAug 1, 2001 to Dec 31, 2003 · Radnor, Pa
- Nuveen Fund Advisors, LLC asset managerJul 18, 2001 to Sep 1, 2011 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Wealthspire Retirement Advisory to Accelerate Retirementleft Jul 18, 2023, registered Jan 2, 2026 (899 days) · Other · moved with a team
- Exeter Financial, LLC to Wealthspire Retirement Advisoryleft Jan 18, 2023, registered Aug 11, 2022 (-160 days) · Other
- Nuveen Asset Management, LLC to Exeter Financial, LLCleft Sep 14, 2016, registered Jan 20, 2017 (128 days) · Other
- Nuveen Fund Advisors, LLC to Rittenhouse Asset Management, Inc.left Sep 1, 2011, registered Aug 1, 2001 (-3683 days) · Other
- Rittenhouse Asset Management, Inc. to Nuveen Investments Advisers, LLCleft Dec 31, 2003, registered Feb 21, 2003 (-313 days) · Other
- Nuveen Investments Advisers, LLC to Nuveen Asset Management, LLCleft Dec 31, 2003, registered Sep 1, 2011 (2801 days) · Other
Signals
- Brian Keith Brummell left Wealthspire Retirement Advisory for Accelerate Retirement (registered 2026-01-02)Jul 18, 2023 · Advisor changed firm · fact
- Brian Keith Brummell left Exeter Financial, Llc for Wealthspire Retirement Advisory (registered 2022-08-11)Jan 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address