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Registered advisor
M•••••• J••• K••••••
Chartered Financial Analyst
Feed of 09/15/2026
At current firm
11 y
since Aug 19, 2015
In the industry
24 y
since Jan 22, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Aug 19, 2015 · New York, Ny
- M•••••••• I••••••••• M••••••••• S••••••• I•• unclassifiedJun 23, 2011 to Jan 3, 2014 · Tarzana, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••••• I••••••••• M••••••••• S••••••• I•• to O••••••••• • C•• I•••left Jan 3, 2014, registered Aug 19, 2015 (593 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address