DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Robert Bova
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mark R Bova
At current firm
10 y
since Jul 25, 2016
In the industry
27 y
since Feb 5, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lenity Financial, Inc. state registered currentsince Jul 25, 2016 · Geneva, Il
- Guggenheim Investments asset managerMar 4, 2014 to Sep 30, 2015 · New York, Ny
- Morgan Stanley & Co. LLC unclassifiedJun 27, 2007 to Feb 14, 2008 · Chicago, Il
- Fifth Third Securities, Inc. BD affiliatedJul 29, 2005 to Apr 26, 2007 · Wheaton, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 26, 1999 to Sep 14, 2004 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Guggenheim Investments to Lenity Financial, Inc.left Sep 30, 2015, registered Jul 25, 2016 (299 days) · Other
- Morgan Stanley & Co. LLC to Guggenheim Investmentsleft Feb 14, 2008, registered Mar 4, 2014 (2210 days) · Other
- Fifth Third Securities, Inc. to Morgan Stanley & Co. LLCleft Apr 26, 2007, registered Jun 27, 2007 (62 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fifth Third Securities, Inc.left Sep 14, 2004, registered Jul 29, 2005 (318 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address